INQAAHE (undated) CLARIFICATION AND GLOSSARY
www.inqaahe.nl/public/docs/definities.doc
ANNEX
CLARIFICATION AND GLOSSARY
1.
CLARIFICATION OF SOME TERMS
Introduction
Collecting information about Quality assurance agencies in a
standardised way makes it necessary to clarify some of the terms used in the
questionnaire. Definition of terms and
description of concepts is not an easy task. This is caused by several
reasons:
á Many countries have to cope with the need to
translate the terms in English. There are problems with the translation,
because the term in ones own language often has a slightly different meaning
than the English word;
á The meaning is often fixed by the cultural
context. Even in the English speaking parts of the world the same words may have
a different meaning.
á Each agency has often its own jargon,
originating from its national context.
The glossary so far is not based on a general agreement between experts
in the field. Based on the discussion of the first drafts of the questionnaire
and based on the comments on the description of terms, a decision for a certain
description or definition has been made. You are asked to complete the
questionnaire, using the meaning of the terms as defined as far as possible.
The terms, used in the questionnaire and defined in this glossary are
marked in italic. You can use the boxes in the
questionnaire to include your own comments if you are using the terminology
in a total different way.
Section I, page 1
External Quality Assurance Agency (EQA-agency)
The object of this survey is the External Quality Assurance agency, also
referred to as EQA-agency. An EQA-agency meets the following criteria:
á
It
concerns external quality assurance.
This means that the agency is acting outside the institutions of Higher
Education HEI. Evaluation by an organisation or entity inside an HEI and aiming
at quality assurance inside the institution, is not to be seen as an external quality assurance activity.
á It concerns activities like evaluation, review, audit, assessment or accreditation
á Those activities belong to the main tasks of the agency
á Are done on a regular basis
á The agency is recognised at national or regional level as being in charge with
the above mentioned activities.
The definition excludes:
á QA-organisations inside an HEI
á Agencies, supervising EQA-agencies and not
actively or on a regular base involved in the above mentioned activities
á Ad hoc validation or assessment like done by a
university validating programmes in an other country.
Evaluation or Review
Evaluation (also called review) is used as the general description of
the activity of an EQA-agency for collecting data, information and evidence
about the quality of an institution, the quality of parts of an institution or
the quality of its core activities: education and/or research.
Audit
Audit is the evaluation or review of procedures, processes and mechanism
in an HEI or a part of an HEI (e.g. school of Medicine, school of Business
& Management). Not quality itself is subject of review, but procedures and mechanism to assure the
quality and the processes to achieve the mission and goals. A distinction is
made between a quality audit and a management audit.
A quality audit evaluates
especially the procedures and processes for the assurance of the quality. The
main assumption is that if QA-procedures are in place, one may expect that HEI
will deliver quality.
A management audit looks also at
general management, general policy and policy making.
As soon as the quality of the core activities (educational activities
and research outcomes) are judged
too, it is called institutional assessment.
Assessment
Assessment is the evaluation of the quality itself. Assessment tries to collect data, information and
evidence of the quality of the HEI as a whole (institutional assessment) or its core activities (education,
research and community service) separately (program assessment). It goes beyond quality
procedures (although it will be included) and tries to judge the quality of
input, process and output.
Assessment does not necessarily lead to a formal accreditation decision.
However, formal accreditation needs to be based on assessment.
Accreditation
Accreditation is applicable both for an institution as a whole and for a programme. It is very difficult to
define accreditation, because the concept is changing by the day. Although the
terminology nowadays is imported into Europe too, the meaning there differs
from the meaning of the term in the US, just as the role accreditation plays
differs. In stead of a definition,
some characteristics of accreditation are given:
á Accreditation is a formal decision
á Accreditation is based on an overall assessment of the HEI or its
core activities
á Accreditation is based on the assessment of at
least minimum requirements
(threshold quality)
á Accreditation concerns a yes/no/conditional decision
á Accreditation will have consequences, for
example
- In the professional field
- Concerning recognition
- Concerning funding
- Concerning student aid
Accreditation might be
seen as providing a formal quality certificate to an HEI or a program showing
that the HEI or the program meets at least expected minimum requirements.
Institution for Higher Education (HEI)
Talking about institution it concerns an institution for Higher Education,
also shortened as HEI. In some cases it might not concern an HEI as a whole,
but a part of it (for example a School or Department)
Section I, page 3, question 1.4
Oversight, also called control or meta-evaluation concerns the question
who is controlling the agency? Who is evaluating the activities of the agency?
Is there an authority who evaluate the evaluations (meta-evaluation)?
Section I, page 4, question 1.5
Program, subject area, discipline
Many agencies are assessing one of the core-activities of an HEI: the
educational activities. The object of the assessment often is a program leading
to a certain degree. Such program assessment also might be called the
assessment of a subject area or a discipline. The main future is that the
assessment is subject specific: e.g. assessment of history, biology, economy.
Section II, page 5, question II.1
Quality audit, management audit,
assessment
see above
under Audit
Section II, page 6, question II.5
and Section III, page13, question III.4 and III.5
Standards and criteria
Standards and criteria belong to the most confusing terms. In the US
there is often no difference made between standards and criteria, while in
Europe standards are becoming more and more distinct from criteria. For the
questionnaire a clear distinction has been made between those two words.
á Standards are seen as the expected outcomes of the educational training. It concerns the
knowledge, skills, attitudes (= competencies) that are expected from the
graduates. This concerns both general standards (qualifications for a Bachelor
and Master) and specific subject standards.
á Criteria are seen as the checkpoints, the benchmark for
assessing the quality of the input and process. Auditing or assessing the HEI as a whole it concerns the
benchmark to check the quality procedures and the performance of the HEI as a
whole.
Section II, page 8, question II.9
and Section III, page 17, question III.8
External evaluation team
The external evaluation team ( also called expert committee, visiting
team, peer review team, academic peer review team) is the group of experts, invited by the agency to do the audit
or assessment. They are independent experts fromacademia and/or the professional
world, judging the quality. Sometimes it includes other members (e.g. student)
too.
2. GLOASSARY
Accreditation (Accreditation is
applicable both for an institution
as a whole and for a programme)
It is very difficult to define accreditation,
because the concept is changing by the day. Although the terminology nowadays
is imported into Europe too, the meaning there differs from the meaning of the
term in the US, just as the role accreditation is playing differs. In stead of
a definition, some characteristics
of accreditation are given:
á Accreditation is a formal decision
á Accreditation is based on an overall assessment of the HEI or its
core activities
á Accreditation is based on the assessment of at
least minimum requirements
(threshold quality)
á Accreditation concerns a yes/no/conditional decision
á Accreditation will have consequences, for
example
- In the professional field
- Concerning recognition
- Concerning funding
- Concerning student aid
Accreditation might be seen as providing a
formal quality certificate to an HEI or a program showing that the HEI or the
program meets at least expected minimum requirements.
Assessment
Assessment is the evaluation of the quality
itself. Assessment tries to
collect data, information and evidence of the quality of the HEI as a whole (institutional
assessment) or its core
activities (education, research and community service) separately (program assessment).
It goes beyond quality procedures (although it will be included) and
tries to judge the quality of input, process and output.
Assessment does not necessary lead to a formal
accreditation decision. However, formal accreditation need to be based on
assessment
Audit
Audit is the evaluation or review of
procedures, processes and mechanism in an HEI or a part of an HEI (e.g. school
of Medicine, school of Business & Management). Not quality itself is
subject of review, but procedures
and mechanism to assure the quality and the processes to achieve the mission
and goals. A distinction is made between a quality audit and a management audit.
A quality audit evaluates especially the procedures
and processes for the assurance of the quality. The main assumption is that if
QA-procedures are in place, one may expect that HEI will deliver quality.
A management audit looks also at general management,
general policy and policy making.
As soon as the quality of the core activities
(educational activities and research outcomes) are judged too, it is called institutional assessment.
Control see Oversight
Criteria
Criteria are seen as the checkpoints, the
benchmark for assessing the quality of the input and process. Auditing or assessing the HEI as a
whole it concerns the benchmark to check the quality procedures and the
performance of the HEI as a whole. See also Standards
Discipline see Program assessment
External Quality Assurance Agency (EQA-agency)
The object of this survey is the External
Quality Assurance agency, also referred to as EQA-agency. An EQA-agency meets
the following criteria:
á
It
concerns external quality assurance.
This means that the agency is acting outside the institutions of Higher
Education HEI. Evaluation by an organisation or entity inside an HEI and aiming
at quality assurance inside the institution, is not to be seen as an external quality assurance activity.
á It concerns activities like evaluation, review, audit, assessment or accreditation
á Those activities belong to the main tasks of the agency
á Are done on a regular base
á The agency is recognised at national or regional level as being charged with the
above mentioned activities.
The definition excludes:
á QA-organisations inside an HEI
á Agencies, supervising EQA-agencies and not
actively or on a regular base involved in the above mentioned activities
á Ad hoc validation or assessment like e.g. done
by a university validating programmes in an other country.
Evaluation
Evaluation (also called review) is used as the
general description of the activity of an EQA-agency for collecting data,
information and evidence about the quality of an institution, the quality of
parts of an institution or the quality of its core activities: education and/or
research.
External evaluation team
The external evaluation team (
also called expert committee, visiting team, peer review team, academic peer
review team) is the group of
experts, invited by the agency to do the audit or assessment. They are
independent experts from academia and/or the professional world, judging the
quality. Sometimes it includes other members (e.g. student) too.
Institution for Higher Education (HEI)
Talking about institution, it concerns an institution for Higher Education, shortened as HEI. In some cases it might not concern an HEI as a whole, but a part of it (for example a School or Department)
Management
audit see Audit
Oversight, also called control or meta-evaluation
concerns the question who is controlling the agency? Who is evaluating the
activities of the agency? Is there an authority who evaluate the evaluations
(meta-evaluation)?
Program assessment
Many agencies are assessing one of the
core-activities of an HEI, the educational activities. The object of the
assessment often is a program leading to a certain degree. Such program
assessment also might be called the assessment of a subject area or a
discipline. The main future is that the assessment is subject specific: e.g.
assessment of history, biology, economy.
Quality audit see Audit
Review see Evaluation
Review committee see external evaluation team
Standards
Standards are seen as the expected outcomes of the educational training. It concerns the
knowledge, skills, attitudes (= competencies) that are expected from the
graduates. This concerns both general standards (qualifications for a Bachelor
and Master) and specific subject standards. (see also under Criteria)
Subject area see Program assessment