Analytic Quality Glossary

 

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

 

Citation reference: Harvey, L., 2004, Analytic Quality Glossary, Quality Research International, http://www.qualityresearchinternational.com/glossary/

This is a dynamic glossary and the author would welcome any e-mail suggestions for amendments or additions.

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Performance indicators

 

core definition

Performance indicators are data, usually quantitative in form, that provide a measure of some aspect of an individualÕs or organisationÕs performance against which changes in performance or the performance of others can be compared.

 

explanatory context

Although performance indicators have relatively precise meaning the term has grown to mean any statistical data related to the activity of higher education institutions, whether or not they really do throw any light on performance. Furthermore, a decade ago, Yorke (1995, p. 15) noted a tendency for performance indicators to be collected irrespective of the policy framework within which they are to be used Ñ this was particularly evident in the United Sates in the late 1980s and early 1990s.

 

analytical review

CHEA (2001) defines performance indicators as:

Representations (usually numeric) of the state of, or outcome from, an education organization, its programs, or processes. Sometimes called "management indicators." Regarded as a set of tangible measures designed to provide public accountability. Often includes admission and graduate data, research records, employment of graduates, cost per student, student/staff ratios, staff workloads, student relevance, class size, laboratory and other equipment, equity, libraries, information technology, and other learning resources. Should be subject to informed interpretation and judgment.

 

The UNESCO definitions is:

Performance Indicators: A range of statistical parameters representing a measure of the extent to which a higher education institution or a programme is performing in a certain quality dimension. They are qualitative and quantitative measures of the output (short-term measures of results) or of the outcome (long-term measures of outcomes and impacts) of a system or of a programme. They allow institutions to benchmark their own performances or allow comparison among higher education institutions. (Vl‹sceanu et al., 2004, p. 39)

 

associated issues

Use of performance indicators in quality review

There is considerable variation in the use of performance indicators in quality review (Cave et al., 1997). Woodhouse (1999, p. 33) notes that:

Most commonly, institutions are invited to specify their performance indicators, indicating why and how they use them. The external quality review agency, through its independent review team, then forms its own interpretation of the results. In other systems, however, higher education institutions are expected to report against a system-wide set of performance indicators, which are then available to the external quality review process.

 

Vl‹sceanu et al. (2004) argue that:

Performance indicators work efficiently only when they are used as part of a coherent set of input, process, and output indicators. As higher education institutions are engaged in a variety of activities and target a number of different objectives, it is essential to be able to identify and to implement a large range of performance indicators in order to cover the entire field of activity. Examples of frequently used performance indicators, covering various institutional activities, include: the number of applications per place, the entry scores of candidates, the staff workload, the employability of graduates, research grants and contracts, the number of articles or studies published, staff/student ratio, institutional income and expenditure, and institutional and departmental equipment and furniture. Performance indicators are related to benchmarking exercises and are identified through a specific piloting exercise in order to best serve their use in a comparative or profiling analysis. (p. 40)

 

Kells (1993, p. 7), in a study of 12 OECD countries noted:

the primary initiative and source of interest in performance indicators remains the government agencies and ministerial officials who are responsible for higher education

 

The Linke Report (1991), in an early study, identified the following performance indicators:

Institutional context:

Equivalent full-time academic staff; Student/staff ratio; Average student entry score; Academic activity cost per student

Performance in teaching and learning

Student progress rate; Mean completion time; Research higher degree productivity rate; Perceived teaching quality (from CEQ)

Performance in research and professional service

Number of research grants; Value of research grants; Average publication rate; Professional service activity

Participation and social equity

Academic staff gender ratio; Commencing student gender ratio; Academic programme diversity.

 

Validity of performance indicators

In the early 1990s there was much research on Ôperformance indicatorsÕ, most of which suggested that statistical indicators, whether reliable or not, are rarely valid operationalisations of quality (Klein & Carter, 1988; Cave & Kogan, 1990; Goedegebuure et al., 1990; Head, 1990; Johnes & Taylor, 1990; Pollitt, C, 1990; Cave et al., 1991, Gallagher, 1991; Yorke, 1991; Murphy, 1994). Furthermore, despite being ÔindicatorsÕ it is unclear, exactly, of what performance they are indicative.

What, for example, does an increase in percentage of ÔgoodÕ degree classifications tell us about quality? Does it indicate that the student learning performance has improved? Does this mean that the teaching staff have performed better, or are the students learning more despite the teachers? Or does it mean that academic standards have fallen? Similarly, what does the employment rate of graduates within the first six months after graduation tell us about the performance of the institution? Perhaps it says more about the vagaries of the recruitment process and the differential in take-up rates between different subject specialisms than provide any indication of the performance of the institution.

 

Harvey (1998, p. 243) argues that, in practice, performance indicators are usually simplistic, convenience measures that bear no relation to any notion of quality.

Yorke (1998) suggested that the benefit that might accrue from improving statistical measures to make them into really meaningful performance indicators is outweighed by the cost that would accrue.

 

related terms

See also

external review indicators

statistical indicators

benchmark

benchmarking

 

sources

Cave, M. and Kogan, M., 1990, ÔSome concluding observationsÕ, in M. Cave, M. Kogan, & R. Smith (Eds.), 1990, Output and Performance Measurement in Government: The state of the art, pp. 179Ð87 (London, Jessica Kingsley).

Cave, M., Hanney, S. and Kogan, M., 1997, ÒThe Use of Performance Indicators in Higher EducationÓ, 3rd ed., Higher Education Policy, Series 3, Jessica Kingsley Publishers.

Council For Higher Education Accreditation (CHEA) 2001, Glossary of Key Terms in Quality Assurance and Accreditation, http://www.chea.org/international/inter_glossary01.html, updated  8 May 2001.

Gallagher, A., 1991, ÔComparative value added as a performance indicatorÕ, Higher Education Review, 23 (3), pp. 19Ð29.

Goedegebuure, L.C.J., Maassen, P.A.M. & Westerheijden, D.F. (Eds.), 1990, Peer Review and Performance Indicators: Quality Assessment in British and Dutch Higher Education (Culemborg, Lemma).

Harvey, L., 1998. ÔAn assessment of past and current approaches to quality in higher educationÕ, Australian Journal of Education, 42(3), pp. 237Ð255.

Head, P., 1990, Performance Indicators and Quality Assurance. Information Services Discussion paper, 4 June, 1990. (London, CNAA.)

Johnes, J. and Taylor, J., 1990, Performance Indicators in Higher Education. (Buckingham, Society for Research into Higher Education (SRHE)/Open University Press).

Kells, H.R. (Ed.), 1993, The Development of Performance Indicators for Higher Education: a compendium for eleven countries. 2d ed. Paris: Organization for Economic Cooperation and Development. ED 331 355..

Klein, R. and Carter, N., 1988, ÔPerformance measurement: a review of concepts and issuesÕ, in D. Beeton (Ed.), 1988, Performance Measurement: Getting the concepts right, (London, Public Finance Foundation).

Linke Report (1991) Performance Indicators in Higher Education. Report of a Trial Evaluation Study Commissioned by the Commonwealth Department of Employment, Education and Training, Volumes I and II, AGPS: Canberra.

Murphy, P., 1994, ÔResearch quality, peer review and performance indicatorsÕ, The Australian Universities Review, 37 (1), pp. 14Ð18.

Pollitt, C., 1990, ÔMeasuring university performance: never mind the quality, never mind the widthÕ, Higher Education Quarterly, 44 (1):, pp. 60Ð81.

Vl‹sceanu, L.,  GrŸnberg, L., and P‰rlea, D., 2004,  Quality Assurance and Accreditation: A Glossary of Basic Terms and Definitions (Bucharest, UNESCO-CEPES) Papers on Higher Education, ISBN 92-9069-178-6. http://www.cepes.ro/publications/Default.htm

Woodhouse, D., 1999, ÔQuality and Quality AssuranceÕ in Organisation for Economic Co-Operation and Development (OECD),, 1999, Quality and Internationalisation in Higher Education, pp. 29Ð44, Programme on Institutional Management in Higher Education (IMHE), Paris, OECD.

Yorke, M., 1991, Performance Indicators: Observations on their use in the assurance of course quality, Council for National Academic Awards Project Report 30, January (London, CNAA).

Yorke, M., 1995, 'Taking the odds-on chance: Using performance indicators in managing for the improvement of quality in higher education', Tertiary Education and Management, 1(1), pp. 49Ð57.

Yorke, M., 1998, ÔPerformance indicators relating to student development: can they be trusted?Õ Quality in Higher Education, 4(1), pp. 45Ð61.